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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-06-05 |
| CA | RA | APPROVED | 2001-01-24 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
Malibu, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
SANTA MONICA COLLEGE, NOT INVESTMENT RELATED, SANTA MONICA, CA., INSTRUCTOR, START: 1/1/1994, TEACH INTRODUCTION TO BUSINESS AND INVESTMENTS CLASS, 20 HOURS/MONTH, 0 DURING TRADING, TEACHES COLLEGE CURRICULUM COURSE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-02 |
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