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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-19 |
| RI | RA | APPROVED | 2015-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 12/2015 | Present |
| Bank Of America, N.A. | Providence | RI | 02/2016 | Present |
I*: 2376260Entity Type: CharitableName of OBA: Business Enterprise Succession TaskforceAddress: Providence, RI Investment Related: NoPosition, Title, Association: Volunteer Employee Start Date: 4/29/2025Number of Hours: 10 hrs mthlyNumber of Hours during trading: 5 hrs mthly Duties: The purpose is to educate business owners who are interested in succession planning. I*: 2511269Entity Type: CharitableName of OBA: Sojourner HouseAddress: Providence, RI 02908Investment Related: NoPosition, Title, Association: Support member Employee Start Date: 7/1/2025 Number of Hours: 10 hrs mthlyNumber of Hours during trading: 4 hrs mthly Duties: Acting as a support for expecting mothers through listening and helping by providing some of the items that expecting mothers need. This will require training through their Mosaic Program. Once I'm approved i will sign up for training. I*2813269, Entity Type: Entity Charitable, Name of OBA: Center for Women & Enterprise, Address: Boston, Massachusetts, 02108, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 09/08/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Assist business owners by validating the information on their application for certification which will open doors to contracting and procurement opportunities with corporations. The CWE is committed to helping women launch and grow their businesses by meeting them where they are and providing essential resources, tools, and support for their success.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-20 |
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