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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2014-01-23
  • OR RA
    APPROVED
    Since 2014-01-23

Branch Locations

4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Portland OR 09/2005 Present
Charles Schwab Bank Portland OR 10/2005 Present
Previous Registrations
  • 2003-01-02 → 2005-08-29
    Morgan Stanley Dw Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-01
  • S66 Uniform Combined State Law Examination
    2000-05-01
Other Names
  • Erick Ibarra Xn

View on SEC IAPD

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