Andrew Charles Gall

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-29
CA	RA	APPROVED	2016-10-10

TX RA
APPROVED

Since 2025-08-29
CA RA
APPROVED

Since 2016-10-10

Branch Locations

2 Theatre Square Suite 322, Orinda, CA 94563 • United States

555 California Street 35Th Floor, San Francisco, CA 94104 • United States

Orinda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Francisco	CA	09/1999	10/2016
Morgan Stanley Smith Barney Llc	Orinda	CA	10/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	12/2016	Present

09/1999 → 10/2016

Ubs Financial Services Inc.

San Francisco, CA
10/2016 → Present

Morgan Stanley Smith Barney Llc

Orinda, CA
12/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2000-01-26 → 2016-10-24

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

San Francisco, CA

Other Businesses

* 414098 - Catalina Peak Properties, LLC; Investment related Yes; Orinda, California; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 0; After business hours: 2; Landlord

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-01-18
S65	Uniform Investment Adviser Law Examination	1999-12-29

S63 Uniform Securities Agent State Law Examination

2000-01-18
S65 Uniform Investment Adviser Law Examination

1999-12-29

View on SEC IAPD