Li Ping Guay

Current Employers

Strait & Sound

San Francisco, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-15
WA	RA	APPROVED	2022-08-31

TX RA
APPROVED

Since 2022-09-15
WA RA
APPROVED

Since 2022-08-31

Branch Locations

Renton, WA • United States

Plano, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pg Global Wealth Management, Inc.	Bellevue	WA	11/2011	08/2022
Gps Capital Management, Llc	Bellevue	WA	12/2021	07/2022
Strait & Sound	Renton	WA	06/2022	Present

11/2011 → 08/2022

Pg Global Wealth Management, Inc.

Bellevue, WA
12/2021 → 07/2022

Gps Capital Management, Llc

Bellevue, WA
06/2022 → Present

Strait & Sound

Renton, WA

Previous Registrations

2011-11-18 → 2022-08-28

Pg Global Wealth Management, Inc.

Renton, WA
2021-12-08 → 2022-08-17

Gps Capital Management, Llc

Bellevue, WA

Bellevue, WA
2022-05-03 → 2022-05-04

Strait & Sound

Renton, WA
2010-08-18 → 2011-10-05

Orca Investment Management, Llc

Lake Oswego, OR
2003-09-23 → 2010-08-10

Charles Schwab & Co., Inc.

Bellevue, WA

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-10
S63	Uniform Securities Agent State Law Examination	2000-03-06

S66 Uniform Combined State Law Examination

2003-09-10
S63 Uniform Securities Agent State Law Examination

2000-03-06

Other Names

Li Ping Guay
Li Ping Guay
Li Ping Guay
Li Ping Ping Guay

View on SEC IAPD