Claire Roberts Durand

Current Employers

Employment History

• 08/2017 → 09/2022
  Fidelity Brokerage Services Llc
  Los Angeles, CA
• 04/2016 → 05/2017
  Legacyshield
  Ponte Vedra Beach, FL
• 05/2017 → 08/2017
  Unemployed
  Los Angeles, CA
• 07/2018 → 09/2022
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2022 → Present
  First Republic Investment Management, Inc
  Los Angeles, CA
• 09/2022 → 09/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 09/2024 → Present
  Pacific Elementary School
  Manhattan Beach, CA

Previous Registrations

• 2022-09-28 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA
• 2018-07-13 → 2022-08-30
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-10-04 → 2018-07-13
  Strategic Advisers Llc
  Los Angeles, CA
• 2009-12-10 → 2016-09-01
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Los Angeles, CA
  Los Angeles, CA
• 2003-12-03 → 2007-12-20
  Usaa Financial Planning Services
  San Antonio, TX
  Phoenix, AZ
• 2001-10-16 → 2003-12-31
  Usaa Investment Services Company
  San Antonio, TX

Other Businesses

Entity Name: Pacific Elementary School Investment related: No Address: 1200 Pacific Avenue Manhattan Beach, CA 90266 Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Room Treasurer for daughter's 5th grade class - parents to Venmo funds to my account for the class (teacher's gifts, etc.) and then I reimburse Room Moms for expenses. 1) Name and address: Pacific Elementary Parent Teacher Association 1200 Pacific Avenue Manhattan Beach CA 90266 Investment-related: No Nature of Business: Education Position: Co-Treasurer Description of duties: track expenses, review reimbursement requests, write checks to teachers and volunteers for expenses pursuant to board approved budge for the PTA Start Date: 6/1/2023 Approx number of hour each month: 6 Number of hours during trading: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-12
• S63 Uniform Securities Agent State Law Examination
  1998-06-22

Designations

Other Names

• Claire Roberts
• Claire Dale Roberts
• Claire Durand