Steven David Nikkel

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-20
KS	RA	APPROVED	2014-01-21

TX RA
APPROVED_RES

Since 2018-03-20
KS RA
APPROVED

Since 2014-01-21

Branch Locations

La Veta, CO • United States

2315 South Kansas Avenue, Newton, KS 67114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	St Cloud	MN	04/1998	Present
The Citizens State Bank	Newton	KS	04/1998	Present
Cetera Investment Advisers Llc	Newton	KS	01/2014	Present

04/1998 → Present

Cetera Investment Services Llc

St Cloud, MN
04/1998 → Present

The Citizens State Bank

Newton, KS
01/2014 → Present

Cetera Investment Advisers Llc

Newton, KS

Other Businesses

1.) CHURCH PLANT COMMITTEE; TREASURER; DISTRIBUTES FUNDS AS DIRECTED BY COMMITTEE; LESS 1 HR/WK; NO COMPENSATION. 2.) BOARD MEMBER OF CHURCH PLANNING COMMITTEE AT WESTERN DISTRICT CONFERENCE; RESEARCH AND DEVELOP NEW POTENTIAL CHURCH CONGREGATIONS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-13
S63	Uniform Securities Agent State Law Examination	1998-05-05

S65 Uniform Investment Adviser Law Examination

2006-02-13
S63 Uniform Securities Agent State Law Examination

1998-05-05