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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-29 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2015-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Buffalo | NY | 08/2015 | Present |
7376 Associates, LLC / United States / 2645 sheridan drive / tonawanda/erie/tonawanda / new york / United States / 14150 / / No / Partnership / / Real Estate / / real estate investments / Active / Officer / / be primary investor for real estate investments / 1 / No / No / No / No / Start Date 11/01/2017 / / No / / No / / Yes / Yes / 100 / / Yes / Buffalo USA / No / / Yes / / good, low risk way to diversify my investments from the stock and bond market / No / NAME OF OTHER BUSINESS: To Be Formed. Assume Buffalo Property Partnership / INVESTMENT RELATED?: Y/ ADDRESS: 77 Middlesex Rd/ NATURE OF THE BUSINESS: Real Estate / POSITION: Partnership / DUTIES: buy a single family home or vacant land as a real estate investment in buffalo,ny/ START DATE: 11/4/2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-28 |
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