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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-03
  • IL RA
    APPROVED
    Since 2025-01-03

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Balasa Dinverno Foltz Llc Itasca IL 08/2011 03/2023
Corient Itasca IL 12/2022 10/2024
Corient Services Llc Miami FL 07/2023 10/2024
Cipw Service Company, Llc Toronto 01/2023 07/2023
Mesirow Wealth Management Highland Park IL 10/2024 Present
  • 08/2011 → 03/2023
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 12/2022 → 10/2024
    Itasca, IL
  • 07/2023 → 10/2024
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 10/2024 → Present
    Mesirow Wealth Management
    Highland Park, IL
Previous Registrations
  • 2022-12-14 → 2024-10-31
    Miami, FL
    Itasca, IL
  • 2012-04-16 → 2023-03-31
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 2002-01-01 → 2011-01-18
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 2002-01-01 → 2008-12-31
    Balasa Dinverno Foltz Llc
    Schaumburg, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-22
  • S63 Uniform Securities Agent State Law Examination
    2025-01-22
Designations

View on SEC IAPD

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