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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-02 |
| WA | RA | APPROVED | 1998-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Federal Way | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | WA | 03/2020 | Present |
Real Estate Ownership; Single Family; 36541 218th Ave SE, , Enumclaw, WA, 98022; Investment-Related; 09/01/2018 / Single Family; 5016 266th St E, , Spanaway, WA, 98387; Investment-Related; 09/01/2018.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-15 |
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