Ajay J. Desai

Current Employers

Employment History

• 11/2011 → Present
  Ubs Financial Services Inc
  Chicago, IL

Previous Registrations

• 2009-06-01 → 2011-11-09
  Morgan Stanley
  Chicago, IL
• 2005-11-07 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
• 2000-06-07 → 2005-11-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

SAY HOLDINGS LLC; 1204 Heatherton Dr, Naperville, IL 60563; personal holding company; Member of Board of directors; pay taxes, bills, capital calls; 5/1/2012; Business hours per month: No // PB ESVC LLC; 101 Colorado St, #1806, Austin, TX 78701; private holding company; Member of Board of directors; passive minimal; 11/1/2013; Business hours per month: No // THE CRYO-EFFECT LLC; 1313 S. Wabash Ave, Chicago, IL 60603; retail location to provide cryotherapy services; Advisor or advisory group member if advice given may influence an officer/board; available to help mentor the manager of the business; 7/1/2018; Business hours per month: No // BLUE HORSESHOW ENTERPRISES; 1760 West Wrightwood Ave, Chicago, IL 60614; lease 2 airplanes; Other; passive equity owner; none; 5/23/2014; Business hours per month: No // SARS ASSOCIATES LLC; 2510 Abbott Plaza, Carter Lake, IA 51510; owns hotel- holida inn express; Partner; none; 1/1/2006; Business hours per month: No // JD ASSOCIATES LLC; 2601 Abbott Plaza, Omaha, NE 68110; own/manage hotel - candlewood inn; Partner; none; 1/1/2008; Business hours per month: No//Iowa State University Foundation,IowaUnited States FoundationEducationFoundation for Iowa State UniversityActiveMember of a committee with management / supervisor functionsmember of the finance committee. No role in any investment decisions or approving any payments, etc. it is a passive role15Start date- 7/1/2021

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-11
• S65 Uniform Investment Adviser Law Examination
  1999-12-11