Tracy Marie Kliewer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-05-23

CA RA
APPROVED

Since 2018-05-23

Branch Locations

Citrus Heights, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Securities, Llc	Dublin	OH	11/2011	05/2018
Lpl Financial	San Diego	CA	05/2018	Present

11/2011 → 05/2018

Nationwide Securities, Llc

Dublin, OH
05/2018 → Present

Lpl Financial

San Diego, CA

Previous Registrations

2011-11-16 → 2018-05-09

Nationwide Securities, Llc

Sacramento, CA

Omaha, NE

Omaha, NE

Columbus, OH
2007-08-02 → 2011-09-29

Allworth Financial, L.P.

Sacramento, CA
2011-08-10 → 2011-09-29

Pathway Strategic Advisors

Folsom, CA
2008-06-11 → 2011-09-28

Aw Securities

Folsom, CA

Sacramento, CA

Other Businesses

1. 6/13/2018 - No Business Name - Not Investment Related - Citrus Heights CA 95610 - Real Estate Rental - Started 05/2009 - Time Spent 1% - rental property - residential - rented through property manager.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-14
S63	Uniform Securities Agent State Law Examination	1999-09-22

S66 Uniform Combined State Law Examination

2007-07-14
S63 Uniform Securities Agent State Law Examination

1999-09-22

Other Names

Tracy Marie Robertson
Tracy Marie Kliewer
Tracy Marie Robertson
Tracy Kliewer

View on SEC IAPD