Michael Bevan Carroll

Current Employers

Aristotle Capital Management, Llc

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-07-07

CA RA
APPROVED

Since 2015-07-07

Branch Locations

Rye, NY • United States

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Imst Distributors, Llc	Rye	NY	09/2014	10/2023
Aristotle Capital Management, Llc	Cold Spring	NY	06/2014	Present
Foreside Financial Services, Llc	Cold Spring	NY	10/2023	Present

09/2014 → 10/2023

Imst Distributors, Llc

Rye, NY
06/2014 → Present

Aristotle Capital Management, Llc

Cold Spring, NY
10/2023 → Present

Foreside Financial Services, Llc

Cold Spring, NY

Previous Registrations

2006-09-29 → 2007-03-01

Blackrock Investment Management, Llc

Plainsboro, NJ
2003-11-12 → 2006-09-29

Merrill Lynch Investment Managers Lp

Rye, NY
2001-06-21 → 2003-10-02

Strong Capital Management Inc

Menomonee Falls, WI

Other Businesses

ARISTOTLE CAPITAL MANAGEMENT, LLC; COLD SPRING, NY; INVESTMENT RELATED; START DATE 7/11/14; SENIOR VICE PRESIDENT, REGIONAL DIRECTOR; 160 HOURS PER MONTH DEVOTED WITH 95% DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-06-06
S63	Uniform Securities Agent State Law Examination	1998-11-05

S65 Uniform Investment Adviser Law Examination

2001-06-06
S63 Uniform Securities Agent State Law Examination

1998-11-05

View on SEC IAPD