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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-11
NJ RA APPROVED 2013-07-08
TX RA APPROVED 2013-07-08
  • NY RA
    APPROVED
    Since 2022-04-11
  • NJ RA
    APPROVED
    Since 2013-07-08
  • TX RA
    APPROVED
    Since 2013-07-08

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

77 Broad St, Red Bank, NJ 07701 • United States

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Cranford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Pennington NJ 06/2013 Present
Bank Of America, N.A. Pennington NJ 06/2013 Present
  • 06/2013 → Present
    Merrill Lynch, Pierce, Fenner And Smith
    Pennington, NJ
  • 06/2013 → Present
    Bank Of America, N.A.
    Pennington, NJ
Previous Registrations
Other Businesses

I*3678265Entity Type: Entity For ProfitName of OBA: UberAddress: San Francisco, California, 94103Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 02/01/2026Number of Hours: 20, WeeklyNumber of Hours during trading: 0, WeeklyDuties: ride share service driver I*3677266 Entity Type: Entity Charitable Name of OBA: USA Hockey Address: Colorado Springs, Colorado, 80906 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 02/01/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Referee hockey games officiate youth hockey games

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-02
  • S66 Uniform Combined State Law Examination
    2012-08-02
Other Names
  • Joseph A Troiano
  • Joseph Arthur Troiano
  • Joseph Arthur Troiano

View on SEC IAPD

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