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Current Employers
Stirlingshire Investments

15 W 38Th St. #704, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-14
  • TX RA
    APPROVED
    Since 2024-03-14

Branch Locations

The Woodlands, TX • United States

15 W 38Th St. #704, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Houston TX 05/2015 Present
Oneamerica Securities Houston TX 03/2024 03/2024
Stirlingshire Investments Nyc NY 03/2024 Present
  • 05/2015 → Present
    American United Life
    Houston, TX
  • 03/2024 → 03/2024
    Oneamerica Securities
    Houston, TX
  • 03/2024 → Present
    Nyc, NY
Previous Registrations
  • 2015-07-15 → 2024-03-20
    Houston, TX
    Indianapolis, IN
    Conroe, TX
  • 2014-03-20 → 2015-06-05
    Pnc Managed Account Solutions, Inc.
    The Woodlands, TX
  • 2010-03-08 → 2014-03-15
    Osaic Fs, Inc.
    Houston, TX
  • 2008-01-01 → 2010-03-08
    The Woodlands, TX
  • 2005-02-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    The Woodlands, TX
    The Woodlands, TX
    St. Louis, MO
Other Businesses

4:19 Custom Rods and Gear, LLC INV RELATED N, ADDRESS 11497 Old Oaks Lane Conroe TX 77385 NATURE: Mission Based Outdoor Company, 15 hrs/month not during trading DESCRIPTION: Sales of fishing rods and outdoor gear One America Life Insurance INVESTMENT RELATED Y, ADDRESS: One American Square, Indianapolis, IN 46206 NATURE: Insurance POSITION: Life/LTC Sales Description: OBA for Life/LTC new business and Trailing Income from current policies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-24
  • S66 Uniform Combined State Law Examination
    2005-02-24

View on SEC IAPD

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