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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-31
TX RA APPROVED_RES 2014-05-19
IA RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2026-03-31
  • TX RA
    APPROVED_RES
    Since 2014-05-19
  • IA RA
    APPROVED
    Since 2009-06-01

Branch Locations

Tampa, FL • United States

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Des Moines IA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Des Moines, IA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

Diamond Mudcats; Investment related No; Sports Foundation; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0.25; After business hours: 1; Providing financial assistance to young athletes wishing to participate in competitive athletics

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-04
S63 Uniform Securities Agent State Law Examination 1999-12-22
  • S65 Uniform Investment Adviser Law Examination
    2000-12-04
  • S63 Uniform Securities Agent State Law Examination
    1999-12-22

View on SEC IAPD

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