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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED_RES | 2014-05-19 |
| IA | RA | APPROVED | 2009-06-01 |
Branch Locations
1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Des Moines | IA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Diamond Mudcats; Investment related No; Sports Foundation; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0.25; After business hours: 1; Providing financial assistance to young athletes wishing to participate in competitive athletics
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-22 |
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