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Geraldine Ann Raymond

Commonwealth Financial Network

Newtown, PA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-17
  • PA RA
    APPROVED
    Since 2025-03-17

Branch Locations

12 Penns Trail Suite 135, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Plainsboro NJ 04/1994 03/2024
Princeton Funds Distributor, Inc. Plainsboro NJ 04/1994 01/2023
Blackrock Investments, Inc. New York NY 09/2006 01/2023
Tupler Financial, Inc. Bridgewater NJ 03/2024 01/2025
Commonwealth Financial Network Waltham MA 03/2024 Present
Kbc Financial Services, Inc. Newtown PA 02/2025 Present
  • 04/1994 → 03/2024
    Merrill Lynch
    Plainsboro, NJ
  • 04/1994 → 01/2023
    Princeton Funds Distributor, Inc.
    Plainsboro, NJ
  • 09/2006 → 01/2023
    Blackrock Investments, Inc.
    New York, NY
  • 03/2024 → 01/2025
    Tupler Financial, Inc.
    Bridgewater, NJ
  • 03/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 02/2025 → Present
    Kbc Financial Services, Inc.
    Newtown, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-07
S65 Uniform Investment Adviser Law Examination 1998-11-09
  • S63 Uniform Securities Agent State Law Examination
    1998-12-07
  • S65 Uniform Investment Adviser Law Examination
    1998-11-09
Designations
Other Names
  • Geraldine Ann Hakimoglu
  • Geraldine Ann Hakimoglu

View on SEC IAPD

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