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Vanessa Elise Altom

Principal Securities, Inc.

Baton Rouge, LA

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-26
  • LA RA
    APPROVED
    Since 2024-12-26

Branch Locations

Baton Rouge, LA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thurber Designs, Llc New Orleans LA 04/2007 01/2017
Unemployed New Orleans LA 01/2017 03/2017
Northwestern Mutual Investment Services Llc Baton Rouge LA 04/2019 12/2024
Dorsey And Company New Orleans LA 03/2018 03/2019
Pioneer Wines Elmwood LA 04/2017 03/2018
Vine And Dine New Orleans LA 11/2008 12/2016
Matthew Kubicek Baton Rouge LA 04/2019 12/2024
Task Mosters New Orleans LA 01/2017 12/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2019 12/2024
Principal Life Insurance Co Baton Rouge LA 11/2024 Present
Principal Securities Inc Des Moines IA 12/2024 Present
  • 04/2007 → 01/2017
    Thurber Designs, Llc
    New Orleans, LA
  • 01/2017 → 03/2017
    Unemployed
    New Orleans, LA
  • 04/2019 → 12/2024
    Northwestern Mutual Investment Services Llc
    Baton Rouge, LA
  • 03/2018 → 03/2019
    Dorsey And Company
    New Orleans, LA
  • 04/2017 → 03/2018
    Pioneer Wines
    Elmwood, LA
  • 11/2008 → 12/2016
    Vine And Dine
    New Orleans, LA
  • 04/2019 → 12/2024
    Matthew Kubicek
    Baton Rouge, LA
  • 01/2017 → 12/2024
    Task Mosters
    New Orleans, LA
  • 10/2019 → 12/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2024 → Present
    Principal Life Insurance Co
    Baton Rouge, LA
  • 12/2024 → Present
    Principal Securities Inc
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-27
S65 Uniform Investment Adviser Law Examination 1998-05-18
S63 Uniform Securities Agent State Law Examination 1998-05-12
  • S66 Uniform Combined State Law Examination
    2018-09-27
  • S65 Uniform Investment Adviser Law Examination
    1998-05-18
  • S63 Uniform Securities Agent State Law Examination
    1998-05-12
Other Names
  • Vanessa Elise Altom
  • Vanessa Elise Alton
  • Vanessa Altom Kennon
  • Vanessa Altom Thurber
  • Vanessa Altom Kennon
  • Vanessa Elise Thurber
  • Vanessa Altom Kennon
  • Vanessa Elise Thurber
  • Vanessa Elise Altom
  • Vanessa Altom

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