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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-03-25
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

1956 Carter Road Suite 200, Cleveland, OH 44113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Broadview Heights OH 03/1998 03/2017
Metlife Securities Inc. Broadview Heights OH 03/1998 03/2017
Massachusetts Mutual Life Insurance Company Cleveland OH 07/2016 Present
Mml Investors Services, Llc Cleveland OH 03/2017 Present
  • 03/1998 → 03/2017
    Metropolitan Life Insurance Company
    Broadview Heights, OH
  • 03/1998 → 03/2017
    Metlife Securities Inc.
    Broadview Heights, OH
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Cleveland, OH
  • 03/2017 → Present
    Cleveland, OH
Previous Registrations
  • 2005-07-07 → 2017-03-25
    Msi Financial Services, Inc.
    Broadview Hts, OH
    Broadview Heights, OH
Other Businesses

(1) Name: Daniel Bravo Inv rel: Y Add: At Residential Address Nature: Individual Life, Traditional Life, LTC, Disability Income, & Fixed Annuity Insurance Position: Sales Start date: 03/15/2019 No. HR/MO: 5 No. HR/MO during sec trading: 0. (2) Name: NAIFA Cleveland Inv Rel: Y ADD: 9050 Sweet Valley Drive, Valley View OH 44125 Nature: Board Service Position: President Start Date: 02/03/2023 NO. HR/MO: 4 NO. HR/MO During Sec Trading: 0 Describe Duties: Serve as President for NAIFA Cleveland, help advocate for financial services industry.

Other Names
  • Daniel S Bravo
  • Dan Bravo

View on SEC IAPD

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