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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2002-08-19
  • PA RA
    APPROVED
    Since 2002-08-19

Branch Locations

Doylestown, PA • United States

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Equitable Life Assurance Society Of The United States Bala Cynwyd PA 04/1998 Present
Eq Financial Consultants, Inc. Bala Cynwyd PA 04/1998 Present
Axa Advisors, Llc New York NY 04/1998 06/2020
Equitable Advisors, Llc New York NY 04/1998 Present
  • 04/1998 → Present
    The Equitable Life Assurance Society Of The United States
    Bala Cynwyd, PA
  • 04/1998 → Present
    Eq Financial Consultants, Inc.
    Bala Cynwyd, PA
  • 04/1998 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/1998 → Present
    New York, NY
Previous Registrations
Other Businesses

1). OTHER INSURANCE BROKERAGE BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-24
S63 Uniform Securities Agent State Law Examination 1998-04-15
  • S65 Uniform Investment Adviser Law Examination
    2000-08-24
  • S63 Uniform Securities Agent State Law Examination
    1998-04-15
Other Names
  • Bernard Mccole

View on SEC IAPD

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