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3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-06 |
Branch Locations
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States
Laguna Niguel, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 10/1999 | 12/2017 |
| Trilogy Capital, Inc. | Irvine | CA | 11/2015 | 10/2019 |
| Lpl Financial Llc | Irvine | CA | 11/2017 | 11/2019 |
| Trilogy Financial Services | Irvine | CA | 11/2000 | 10/2019 |
| Crown Capital Securities, Lp | Orange | CA | 01/2020 | 04/2024 |
| Self Employed | Aliso Viejo | CA | 10/1999 | Present |
| International Assets Advisory | Laguna Niguel | CA | 04/2024 | 01/2026 |
| International Assets Investment Management, Llc | Laguna Niguel | CA | 04/2024 | 01/2026 |
1) SCOTT BABBITT - 27411 FIELDPATH WAY, LAGUNA NIGUEL, CA 92677 - LIFE AGENT - AGENT SINCE 4/24/2024 - also licensed with BD/RIA AFFILIATE: SB Advisory LLC - FEE-BASED investment advisory representative 1/28/26 15-10 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-06 |
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