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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-06-05
  • CA RA
    APPROVED
    Since 2014-06-05

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Southboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 04/2015 04/2024
American Funds Los Angeles CA 04/2024 Present
  • 04/2015 → 04/2024
    American Funds
    Los Angeles, CA
  • 04/2024 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Other Businesses

Name of the other business: VRBO Home Away / Is the business Investment Related: The business is not investment related / The address of the other business: VRBO Home Away , Austin TX 78703 / The nature of the other business: Home rental organization / Your position/title: My position is a "renter of a home" / Start date: January 2016 / The number of hours/month you devote to the other business: I devote possibly 1 hour a month to the business / The number of hours during securities trading hours: Zero hours worked during security training

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-28
S63 Uniform Securities Agent State Law Examination 1998-04-13
  • S66 Uniform Combined State Law Examination
    2005-06-28
  • S63 Uniform Securities Agent State Law Examination
    1998-04-13
Other Names
  • Mark A Dence

View on SEC IAPD

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