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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-04-04 |
| AZ | RA | APPROVED | 2021-02-08 |
| MN | RA | APPROVED | 2013-11-05 |
Branch Locations
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Minneapolis | MN | 02/2013 | 01/2024 |
| Guardian Life Insuranc Company | Minneapolis | MN | 07/2011 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | Present |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | Present |
| Guardian Life Insurance Company | Farmington | MN | 06/2024 | 09/2024 |
| Park Avenue Securities | Farmington | MN | 06/2024 | 09/2024 |
| Guardian Life Insurance Company | Lakeville | MN | 09/2024 | Present |
| Park Avenue Securities | Lakeville | MN | 09/2024 | Present |
1. Outside Insurance Sales-Sale of non-Guardian life and disability policies, Start: 08/01/1998, Address; 920 Second Avenue South Suite 1100 Minneapolis, MN 55402, 10 total business hours per month, 10 during securities trading hours, Investment related, 10% - 25% annual income, 2. Draper and Associates Financial, LLC - Created for Tax Purposes as recommended by my CPA Start: 04/12/2022 Address; 17233 Eagleview Drive, Farmington, MN, 55024, 1 total business hour per month, 1 during securities trading hours, Less than 10% of time, Not Investment Related, No annual income
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-24 |
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