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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-22 |
| CA | RA | APPROVED | 2025-08-08 |
Branch Locations
Napa, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2006 | 08/2025 |
| Erwin Financial | San Diego | CA | 01/2006 | 08/2025 |
| Kestra Investment Services, Llc | Fallbrook | CA | 08/2025 | Present |
| Kestra Advisory Services, Llc | Fallbrook | CA | 08/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MONARCH RETIREMENT GROUP POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 135 START DATE: 08/07/2025 ADDRESS: 1615 Sycamore Street, NAPA CA 94559-4560, United States DESCRIPTION: Registered Rep activities Name: ERWIN FINANCIAL CORP POSITION: President NATURE: shell company for tax purposes INVESTMENT RELATED: No #OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 1615 Sycamore Street, NAPA CA 94559-4560, United States DESCRIPTION: Personal shell company for my income Name: ADVOCACY AND EDUCATION ON TTR AMYLODOSIS FOR ASTRAZENECA POSITION: Patient NATURE: Advocacy and education INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: 250 Hudson Street, New York NY 10013, United States DESCRIPTION: Public speaking Name: AMYLOIDOSIS ADVOCACY AND EDUCATION POSITION: Patient advocate NATURE: pharmaceutical company INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2026 ADDRESS: 2855 Gazelle Court, Carlsbad CA 92010, United States DESCRIPTION: Share my experience with amyloidosis
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-15 |
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