Dwight Mathis

Current Employers

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-05-28

MA RA
APPROVED

Since 2026-05-28

Branch Locations

53 State St 28Th Floor, Boston, MA 02109 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-08-27

MA RA
APPROVED

Since 2024-08-27

Branch Locations

53 State St 28Th Floor, Boston, MA 02109 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc	Atlanta	GA	07/2016	06/2017
Suntrust Advisory Services	Atlanta	GA	09/2016	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	06/2017	03/2024
First Citizens Investor Services	Raleigh	NC	06/2024	Present
Svb Wealth	Boston	MA	05/2026	Present
Svb Wealth	Boston	MA	05/2026	Present

07/2016 → 06/2017

Suntrust Investment Services, Inc

Atlanta, GA
09/2016 → 06/2017

Suntrust Advisory Services

Atlanta, GA
06/2017 → 03/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
06/2024 → Present

First Citizens Investor Services

Raleigh, NC
05/2026 → Present

Svb Wealth

Boston, MA
05/2026 → Present

Svb Wealth

Boston, MA

Previous Registrations

2017-07-13 → 2024-04-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

New York, NY
2016-09-22 → 2017-06-20

Truist Advisory Services, Inc.

Atlanta, GA
2016-07-26 → 2016-12-31

Truist Investment Services, Inc.

Atlanta, GA

Atlanta, GA
2001-10-12 → 2016-07-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Tucson, AZ

Princeton, NJ

Pittsburgh, PA

Huntersville, NC

New York, NY

Princeton, NJ

Albuquerque, NM

Princeton, NJ

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

Cranberry Township, PA

Other Businesses

1) BROOKLINE HIGH SCHOOL INNOVATION FUND POSITION: Board member NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: Brookline MA 02445, United States DESCRIPTION: Non-profit organization focused on innovation in education. Duties will include local galas planning, strategy, an advisory board capacity for fundraising, and advising on innovation in education. 2) BROOKLINE EDUCATION FOUNDATION POSITION: Trustee NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/28/2024 ADDRESS: 490 Heath St, Chestnut Hill MA 02467, United States DESCRIPTION: Foundation that assists Brookline Schools focused on Teacher growth and development through recognition and funding of professional development grants. 3) SVB WEALTH POSITION: Employee NATURE: SVB Wealth is an affiliated Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/21/2026 ADDRESS: 53 State Street, Boston MA 02109, United States DESCRIPTION: SVB Wealth is an affiliated IA Firm.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-12
S63	Uniform Securities Agent State Law Examination	1998-05-13

S65 Uniform Investment Adviser Law Examination

2001-05-12
S63 Uniform Securities Agent State Law Examination

1998-05-13

Designations

Other Names

Dwight Mathis
Dwight Mathis
Dwight Earl Mathis

View on SEC IAPD