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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-09-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2006 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2006 | Present |
1) INDEPENDENT INSURANCE AGENT,2358 MARKET ST, SAN FRANCISCO, CA, 12/2000 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/YR 20/TRADING 2) NGLCC. WASHINGTON DC, DC. STARTED 02/2015 AS GENERAL MEMBER. SPENDS NO TIME ON THIS ACTIVITY. NON-PROFIT. NIR 3) CASTRO MERCHANTS, 584 CASTRO STREET #333 SAN FRANCISCO CA, 05/2014 AS GENERAL MEMBER. NIR, 0 HR/MONTH 0 HR/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/206, AS ADVISORY REP OF A RIA. INV REL, 5 HR/MO 1/TRADING 5) FINRA, 1735 K ST WASHINGTON DC, 10/2017, ARBITRATOR. NIR, 20/MO 0/TRADING 6) GATEWAY INSURANCE GROUP, 6000 UPTOWN BLVD NE STE 100 ALBURQUERQUE NM, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 12/2020, NIR, 0/HR MO 0/TRADING HR 7) GATEWAY FINANCIAL ADVISORS, LLC, 2358 Market St., San Francisco CA 94114, 03/2025, Investment Advisor Representative, DBA Name, NIR, 140 HR/MO, 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-05 |
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