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Christopher L Johnson

Charles Schwab & Co., Inc.

Westlake, TX

Chatham, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-09-27
  • NJ RA
    APPROVED
    Since 2017-09-27

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 07/2016 03/2017
Charles Schwab & Co., Inc. Chatham NJ 04/2017 Present
Charles Schwab Investment Advisory, Inc. Jersey City NJ 01/2020 12/2021
Charles Schwab Investment Management Jersey City NJ 01/2021 04/2024
  • 07/2016 → 03/2017
    Rbc Capital Markets, Llc
    New York, NY
  • 04/2017 → Present
    Charles Schwab & Co., Inc.
    Chatham, NJ
  • 01/2020 → 12/2021
    Charles Schwab Investment Advisory, Inc.
    Jersey City, NJ
  • 01/2021 → 04/2024
    Charles Schwab Investment Management
    Jersey City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-25
S63 Uniform Securities Agent State Law Examination 2010-05-12
  • S66 Uniform Combined State Law Examination
    2017-09-25
  • S63 Uniform Securities Agent State Law Examination
    2010-05-12
Other Names
  • Chris Johnson
  • Chris Johnson
  • Christopher Lee Johnson
  • Chris L Johnson

View on SEC IAPD

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RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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