Robert Baldacci

Current Employers

Employment History

• 10/2012 → 05/2021
  J.P. Morgan Securities Llc
  Pacific Grove, CA
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2021 → Present
  Robert D Baldacci, Inc
  Monterey, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-10-01 → 2021-05-17
  J.P. Morgan Securities Llc
  Monterey, CA
  Pacific Grove, CA
  Pacific Grove, CA
• 2009-05-14 → 2012-10-01
  Chase Investment Services Corp.
  Aptos, CA
  Watsonville, CA
  Monterey, CA
  Salinas, CA
  King City, CA
  Greenfield, CA
  San Diego, CA
  Santa Cruz, CA
  Pacific Grove, CA
  Carmel, CA
  Pacific Grove, CA
  Watsonville, CA
• 2008-11-24 → 2009-03-18
  Banc Of America Investment Services, Inc.
  Concord, CA
• 2007-02-01 → 2008-11-07
  Wells Fargo Clearing Services, Llc
  El Cajon, CA
  San Diego, CA
  San Diego, CA
  Irvine, CA
• 2004-07-14 → 2005-10-26
  Citicorp Investment Services
  Capitola, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/28/2000 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELL LIFE, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: ROBERT BALDACCI; INVESTMENT RELATED: NO; ADDRESS: 380 BELLEGROVE DR MYRTLE BEACH, SC 29579; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; 3. NAME OF OTHER BUSINESS: OHANA WEALTH MANAGEMENT DBA INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISOR OFFERING INVESTMENTS TO MEET FINANCIAL NEEDS OF CLIENTS. ADVISING CLIENTS ON INVESTMENT PRODUCTS AND INVESTMENT RELATED SERVICES. THIS INCLUDES RETIREMENT PLANNING, INVESTMENTS, AND INSURANCE SERVICES. START DATE: 5/2021 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR PROVIDING INVESTMENT ADVICE UNDER OHANA WEALTH MANAGEMENT.; 4. NAME OF OTHER BUSINESS: ROBERT D BALDACCI, INC., INVESTMENT RELATED: YES, ADDRESS: 288 PEARL ST, SUITE 101, MONTEREY, CA 93940, NATURE OF BUSINESS: S CORP, START DATE: 05/2021, POSITION/TITLE/RELATIONSHIP: OWNER/CEO, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CORP. FOR EXPENSE MANAGEMENT OF SECURITIES BUSINESS ; 5. NAME OF OTHER BUSINESS: BUSINESS NETWORK INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: 5214 - F DIAMOND HEIGHTS BLVD #629 SAN FRANCISCO,CA 94131; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: TREASURER/SECRETARY; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT MEMBERSHIP FEES, REIMBURSE MEMBERS FOR EXPENSES ASSOCIATED WITH WEEKLY MEETINGS, PROVIDE WEEKLY UPDATES TO GROUP;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-12
• S63 Uniform Securities Agent State Law Examination
  1998-05-04

Other Names

• Bob Baldacci
• Robert D Baldacci
• Robert David Baldacci