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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-04 |
| KS | RA | APPROVED | 2018-11-30 |
Branch Locations
10111 E 21St Ste 320, Wichita, KS 67206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/1999 | 10/2018 |
| Lpl Financial, Llc | Wichita | KS | 11/2018 | Present |
1. 12/10/2018 - SCM Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/09/2018 - 5 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-23 |
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