Richard Dean Croll

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-08
KS	RA	APPROVED	2009-09-08

TX RA
APPROVED_RES

Since 2016-03-08
KS RA
APPROVED

Since 2009-09-08

Branch Locations

New Strawn, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	New Strawn	KS	09/2009	Present

09/2009 → Present

Lpl Financial, Llc

New Strawn, KS

Previous Registrations

2008-10-06 → 2009-09-08

Mutual Service Corporation

New Strawn, KS

Neodesha, KS

New Strawn, KS
2003-08-05 → 2008-09-29

Ameriprise Financial Services, Llc

Overland Park, KS

Leawood, KS

Other Businesses

1. 1/22/2010 - LEGACY FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/06/2021 - Coffey County - Not Investment Related - 116 S 6th St, Burlington, KS 66839 - Other-Elected Official - County Treasurer - Start Date: 10/01/2021 - 40 Hours Per Month/20 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-04
S63	Uniform Securities Agent State Law Examination	1998-04-16

S66 Uniform Combined State Law Examination

2003-08-04
S63 Uniform Securities Agent State Law Examination

1998-04-16

View on SEC IAPD