Paul Jen Seto

Current Employers

Employment History

• 09/2016 → 03/2021
  Cardiff Park Advisors
  San Marcos, CA
• 04/2021 → 06/2022
  Claraphi Advisory Network
  Aliso Viejo, CA
• 07/2022 → 05/2023
  Symbequity Investment Advisory, Llc
  Spokane Valley, WA
• 12/2022 → Present
  Symbequity Investment Advisory, Llc
  Oceanside, CA
• 08/2023 → Present
  Tactive
  Oceanside, CA
• 06/2023 → Present
  Tricom Partners, Llc
  Keyport, NJ

Previous Registrations

• 2023-02-27 → 2023-05-19
  Symbequity Investment Advisory, Llc
  Oceanside, CA
  Spokane Valley, WA
• 2021-04-14 → 2022-06-21
  Claraphi Advisory Network, Llc
  Oceanside, CA
  Aliso Viejo, CA
• 2003-07-21 → 2007-09-18
  Mantis Investment Llc
  Antelope, CA

Other Businesses

I am an Associated Person (AP) of Tricom Partners, LLC which is an Introducing Broker, CTA, and CPO. Series 3 Commodity Broker with Tricom Partners; Broker; Investment related; 16 Broad St, Suite 101 Keyport NJ 07735; It is an Introducing Broker for Futures Commission Merchants (FCM) ; Provide futures brokerage execution services; Start date: 2023-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 10.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-11

Designations

Other Names

• Paul Jen Seto