Heather Dawn Fischer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-02-05
VA	RA	APPROVED	2020-12-07
DC	RA	APPROVED	2018-05-03
TX	RA	APPROVED	2018-04-24

MD RA
APPROVED

Since 2024-02-05
VA RA
APPROVED

Since 2020-12-07
DC RA
APPROVED

Since 2018-05-03
TX RA
APPROVED

Since 2018-04-24

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Herndon, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Mclean	VA	06/2014	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	04/2018	Present

06/2014 → 04/2018

Morgan Stanley

Mclean, VA
04/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Previous Registrations

2014-06-03 → 2018-04-09

Morgan Stanley

Mclean, VA
2009-12-02 → 2014-05-29

Wells Fargo Clearing Services, Llc

Bethesda, MD

Washington, DC
2008-02-07 → 2009-11-30

Ameriprise Financial Services, Llc

Germantown, MD

Bethesda, MD

Montgomery Village, MD
2007-12-17 → 2008-01-09

Ubs Financial Services Inc.

Washington, DC
2007-05-07 → 2007-11-30

Citigroup Global Markets Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-27

S66 Uniform Combined State Law Examination

2007-04-27

Other Names

Heather Dawn Fischer
Heather Fischer

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA

CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA

AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA

PNC WEALTH MANAGEMENT LLC · VIENNA, VA

RETIREMENT RESEARCHER, LLC · TYSONS, VA

MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA

KIRK CAPITAL ADVISORS LLC · VIENNA, VA

ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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