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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-23 |
| IN | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Clay City | IN | 12/2012 | 09/2018 |
| Ssn Advisory, Inc | Clay City | IN | 12/2012 | 09/2018 |
| Silver Oak Securities, Inc. | Jackson | TN | 09/2018 | 01/2021 |
| Moss Wealth: Financial Resource Advisors | Clay City | IN | 06/1997 | 12/2024 |
| Lpl Financial Llc | Bloomfield | IN | 01/2021 | 01/2025 |
| Northwest Bank | Bloomfield | IN | 01/2021 | 01/2025 |
| Silver Oak Securities, Inc | Jackson | TN | 01/2025 | Present |
| Moss Wealth Advisors, Llc | Clay City | IN | 07/2007 | Present |
1. Moss Wealth Advisors LLC,Is Investment Related,"8312 S State Road 157, , Clay City, IN, 47841, United States", Insurance and Investments DBA for my Financial Planning Firm., President and Managing Partner,7/1/2007,220 hours per month,32 hours per month during trading hours, Fee Based Compensation, My DBA for all insurance and investment related business. Business taxes filed under this LLC. 2. Clay County Community Corrections, Is Not Investment Related,"120 S Alabama St, , Brazil, IN, 47834, United States", Social Services, Board Member,1/1/2016,4 hours per month,2 hours per month during trading hours, No Compensation Compensation, "Clay County Community Corrections promotes more effective programs to prevent recidivism of low level offenders in the county judicial system. We encourage education and job skills to motivate individuals to become self sufficient and production citizens in society. Help develop family and life skills, reduce and eliminate substance abuse and self destructive behavior in our clients. As a voting member, I help hire people and promote programs to accomplish these objectives." 3. Thrive West Central EDC,Is Not Investment Related,"2800 Poplar St, STE 9A, , Terre Haute, IN, 47803, United States", Community and Economic Development. Aging and disabled resources. Housing and transportation for underserved and in need., Executive Vice-President,1/1/2003,6 hours per month,0 hours per month during trading hours, No Compensation Compensation, "Executive Board member for this government and privately funded non-profit. Ideas promotion, budgeting and management of this agency with a staff of over 40 employees. Located in 8 counties of West Central IN. Elected as a member by my position as a county elected official. The organization website goes into depth of our many faceted economic development driver for the area surrounding our home. https://thrivewestcentral.com/" 4. Clay County Council, Is Not Investment Related,"609 E National Ave., , Brazil, IN, 47834, United States", Government, Elected Counclman,1/1/2005,12 hours per month,0 hours per month during trading hours, Salary Compensation, Clay County Councilman - Elected Public Official - Counties fiduciary body for tax funds. Budgeting and rate setting for county taxes. It is a seven member body.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-03 |
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