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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-23
IN RA APPROVED 2025-01-02
  • TX RA
    APPROVED
    Since 2026-06-23
  • IN RA
    APPROVED
    Since 2025-01-02

Branch Locations

Clay City, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Clay City IN 12/2012 09/2018
Ssn Advisory, Inc Clay City IN 12/2012 09/2018
Silver Oak Securities, Inc. Jackson TN 09/2018 01/2021
Moss Wealth: Financial Resource Advisors Clay City IN 06/1997 12/2024
Lpl Financial Llc Bloomfield IN 01/2021 01/2025
Northwest Bank Bloomfield IN 01/2021 01/2025
Silver Oak Securities, Inc Jackson TN 01/2025 Present
Moss Wealth Advisors, Llc Clay City IN 07/2007 Present
  • 12/2012 → 09/2018
    Securities Service Network
    Clay City, IN
  • 12/2012 → 09/2018
    Ssn Advisory, Inc
    Clay City, IN
  • 09/2018 → 01/2021
    Silver Oak Securities, Inc.
    Jackson, TN
  • 06/1997 → 12/2024
    Moss Wealth: Financial Resource Advisors
    Clay City, IN
  • 01/2021 → 01/2025
    Bloomfield, IN
  • 01/2021 → 01/2025
    Northwest Bank
    Bloomfield, IN
  • 01/2025 → Present
    Silver Oak Securities, Inc
    Jackson, TN
  • 07/2007 → Present
    Moss Wealth Advisors, Llc
    Clay City, IN
Previous Registrations
  • 2021-01-29 → 2025-01-14
    Bloomington, IN
    Bloomfield, IN
    Jasonville, IN
    Bloomfield, IN
    Linton, IN
  • 2018-09-27 → 2021-02-15
    Clay City, IN
    Martinsville, IN
    Clay City, IN
  • 2012-12-14 → 2018-09-23
    Ssn Advisory, Inc.
    Clay City, IN
  • 2000-11-08 → 2012-12-21
    Concourse Financial Group Securities, Inc.
    Clay City, IN
    Clay City, IN
Other Businesses

1. Moss Wealth Advisors LLC,Is Investment Related,"8312 S State Road 157, , Clay City, IN, 47841, United States", Insurance and Investments DBA for my Financial Planning Firm., President and Managing Partner,7/1/2007,220 hours per month,32 hours per month during trading hours, Fee Based Compensation, My DBA for all insurance and investment related business. Business taxes filed under this LLC. 2. Clay County Community Corrections, Is Not Investment Related,"120 S Alabama St, , Brazil, IN, 47834, United States", Social Services, Board Member,1/1/2016,4 hours per month,2 hours per month during trading hours, No Compensation Compensation, "Clay County Community Corrections promotes more effective programs to prevent recidivism of low level offenders in the county judicial system. We encourage education and job skills to motivate individuals to become self sufficient and production citizens in society. Help develop family and life skills, reduce and eliminate substance abuse and self destructive behavior in our clients. As a voting member, I help hire people and promote programs to accomplish these objectives." 3. Thrive West Central EDC,Is Not Investment Related,"2800 Poplar St, STE 9A, , Terre Haute, IN, 47803, United States", Community and Economic Development. Aging and disabled resources. Housing and transportation for underserved and in need., Executive Vice-President,1/1/2003,6 hours per month,0 hours per month during trading hours, No Compensation Compensation, "Executive Board member for this government and privately funded non-profit. Ideas promotion, budgeting and management of this agency with a staff of over 40 employees. Located in 8 counties of West Central IN. Elected as a member by my position as a county elected official. The organization website goes into depth of our many faceted economic development driver for the area surrounding our home. https://thrivewestcentral.com/" 4. Clay County Council, Is Not Investment Related,"609 E National Ave., , Brazil, IN, 47834, United States", Government, Elected Counclman,1/1/2005,12 hours per month,0 hours per month during trading hours, Salary Compensation, Clay County Councilman - Elected Public Official - Counties fiduciary body for tax funds. Budgeting and rate setting for county taxes. It is a seven member body.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1998-04-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-04-03
Designations

View on SEC IAPD

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