William J Romig

Current Employers

Strait & Sound

San Francisco, CA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-11-18

WA RA
APPROVED

Since 2025-11-18

Branch Locations

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade, Inc.	Renton	WA	09/1998	08/2017
Jpmorgan Securities Llc	Bellevue	WA	08/2017	11/2025
Strait & Sound Wealth Management Llc	Renton	WA	11/2025	Present
Scottrade Investment Mamagement	Saint Louis	MO	03/2017	08/2017

09/1998 → 08/2017

Scottrade, Inc.

Renton, WA
08/2017 → 11/2025

Jpmorgan Securities Llc

Bellevue, WA
11/2025 → Present

Strait & Sound Wealth Management Llc

Renton, WA
03/2017 → 08/2017

Scottrade Investment Mamagement

Saint Louis, MO

Previous Registrations

2017-08-28 → 2025-11-16

J.P. Morgan Securities Llc

Bellevue, WA

Bellevue, WA
2017-03-17 → 2017-08-30

Scottrade Investment Management

Saint Louis, MO

Other Businesses

Activity Type: Outside business activity or private investment with a non-public entity Name of Entity: Katz View, LLC. Position: Investor / 5% or more Start Date: 1/31/2020 Address: 250 Renton WA Details: 1/3 Owner in a LLC that owns a vacation rental. Investment Related: No Hours Dedicated (per month unless otherwise indicated): 10 Hours During Trading: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-17
S63	Uniform Securities Agent State Law Examination	1998-08-21

S66 Uniform Combined State Law Examination

2017-03-17
S63 Uniform Securities Agent State Law Examination

1998-08-21

Designations

Other Names

Will Romig
William J Romig
Bill Romig
William John Romig

View on SEC IAPD