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Andrew James Tapparo

Tapparo Capital Management

Topsfield, MA

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Current Employers
Tapparo Capital Management

10 South Main Street Suite 208A, Topsfield, MA 01983-1312 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-05-01
NY RA APPROVED 2021-10-04
MA RA APPROVED 1998-05-08
  • ME RA
    APPROVED
    Since 2026-05-01
  • NY RA
    APPROVED
    Since 2021-10-04
  • MA RA
    APPROVED
    Since 1998-05-08

Branch Locations

Topsfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tapparo Capital Management Topsfield MA 11/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-12
  • S65 Uniform Investment Adviser Law Examination
    1998-03-12
Other Names
  • Andrew J Tapparo

View on SEC IAPD

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