Harold Earl Cohen

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-07
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2011-11-17

FL RA
APPROVED

Since 2023-12-07
NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2011-11-17

Branch Locations

Boyton Beach, FL • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Garden City	NY	11/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

11/2011 → Present

Morgan Stanley Smith Barney

Garden City, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-13 → 2011-11-25

Ubs Financial Services Inc.

Garden City, NY

Other Businesses

*416823 - Trust; Investment related Yes; Rockville Centre, NY; Nov 2020; During business hours: 1; After business hours: 1. *471526- Trust; Investment related Yes; Hewlett, New York; Trust; Trustee/Co-Trustee; 12/2021; During business hours: 1; After business hours: 0; *531419 - POA; Investment related: Yes; WOODMERE, New York; 11/2022; During business hours: 0; After business hours: 15;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-26
S63	Uniform Securities Agent State Law Examination	1998-05-07

S65 Uniform Investment Adviser Law Examination

1998-05-26
S63 Uniform Securities Agent State Law Examination

1998-05-07

View on SEC IAPD