Paul Milton Pettit

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
AZ	RA	APPROVED	2015-09-01
UT	RA	APPROVED	2015-08-12

TX RA
APPROVED_RES

Since 2020-03-11
AZ RA
APPROVED

Since 2015-09-01
UT RA
APPROVED

Since 2015-08-12

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Tucson	AZ	04/2007	Present
Morgan Stanley Smith Barney	Tucson	AZ	06/2009	Present
Morgan Stanley Smith Barney Llc	Scottsdale	AZ	08/2017	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Tucson, AZ
06/2009 → Present

Morgan Stanley Smith Barney

Tucson, AZ
08/2017 → Present

Morgan Stanley Smith Barney Llc

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-11
S63	Uniform Securities Agent State Law Examination	2000-02-04

S66 Uniform Combined State Law Examination

2015-08-11
S63 Uniform Securities Agent State Law Examination

2000-02-04

View on SEC IAPD

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