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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-30
AL RA APPROVED 2022-06-22
  • LA RA
    APPROVED
    Since 2024-10-30
  • AL RA
    APPROVED
    Since 2022-06-22

Branch Locations

3795 N College Ave, Jackson, AL 36545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholas Waugh Insurance Agency Jackson AL 06/2002 Present
State Farm Vp Management Corp Jackson AL 06/2002 Present
State Farm Investment Management Corp Jackson AL 06/2022 Present
  • 06/2002 → Present
    Nicholas Waugh Insurance Agency
    Jackson, AL
  • 06/2002 → Present
    State Farm Vp Management Corp
    Jackson, AL
  • 06/2022 → Present
    Jackson, AL
Other Businesses

1) NLW Properties LLC ; 400 Whitehead Lane Jackston AL 36545; Investment or Commercial Property; Owns location of agents office; 06/01/2002; 10;10; book keeping 2) Traditions; non-investment related; 3016 N college Ave Jackson AL 36545; Retail; Owner; 10/24/2014; 10; 4; Assist with processing of newly purchased inventory, office maintenance, bookkeeping. 3) Nicholas Waugh's Insurance Agency; Insurance Agency; Investment-related; 3795 N College Ave Jackson, AL 36545-2226; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2002; 80; 80; Service customers and supervise employees 4) RNJ LLC; non-investment-related; 400 Whitehead Lane Jackson AL 36545; Investment or Commercial Property; Partner; None; 07/15/2025; 1;1; commercial rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2000-08-15
  • S65 Uniform Investment Adviser Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2000-08-15
Other Names
  • Nick Waugh

View on SEC IAPD

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