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525 Tyler Rd Suite T, St. Charles, IL 60174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-25 |
| IL | RA | APPROVED | 2007-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Total Clarity Wealth Management, Inc. | St. Charles | IL | 03/2007 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2016 |
| Lpl Financial Llc | St Charles | IL | 10/2018 | Present |
1) 10/01/2018 - WALL STREET FINANCIAL ADVISORS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2000 - 160 hours per month/ 8 hours during trading 2) 10/01/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Start Date 10/2001 - 0 hours per month/ 0 hours during trading 3) 10/01/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/2006 - 0 hours per month/ 0 hours during trading 4) 10/01/2018 - FIELDS FINANCIAL SERVICES, INC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Not Investment Related - At Reported Business Location(s) - Start Date 10/2001 - 0 hours per month/ during trading 5) 10/03/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Advisor - Start Date: 07/2006 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TOTAL CLARITY WEALTH MANAGEMENT, INC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-05-22 |
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