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Nichol Elizabeth Rogers

Robert W. Baird & Co. Incorporated

Elkhorn, NE

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-07-20
  • NE RA
    APPROVED
    Since 2022-07-20

Branch Locations

18881 West Dodge Road, Suite 160E, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Omaha NE 03/2006 04/2021
Micah House Council Bluffs IA 03/2021 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2021 05/2022
Northwestern Mutual Investment Services Llc Omaha NE 06/2021 05/2022
Baird Omaha NE 07/2022 Present
  • 03/2006 → 04/2021
    Wells Fargo Advisors
    Omaha, NE
  • 03/2021 → Present
    Micah House
    Council Bluffs, IA
  • 06/2021 → 05/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2021 → 05/2022
    Northwestern Mutual Investment Services Llc
    Omaha, NE
  • 07/2022 → Present
    Baird
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-04
S63 Uniform Securities Agent State Law Examination 1998-05-18
  • S65 Uniform Investment Adviser Law Examination
    1999-01-04
  • S63 Uniform Securities Agent State Law Examination
    1998-05-18
Designations
Other Names
  • Nikki Lodico
  • Nichol Elizabeth Lodico
  • Nichol E Rogers
  • Nichol Lodico
  • Nichol Rogers

View on SEC IAPD

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