Thomas Sandifer

Current Employers

Employment History

• 09/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ponte Vedra Beach, FL
• 11/2013 → Present
  Bank Of America, N.A.
  Ponte Vedra Beach, FL

Previous Registrations

• 2010-10-15 → 2013-09-18
  Pnc Managed Account Solutions, Inc.
  Houston, TX
• 2010-07-09 → 2010-10-15
  St Johns Wealth Management
  Jacksonville, FL

Other Businesses

I*68288 For profit or not for profit: For-Profit Organization Name of outside business organization: Cain & Bultman, Inc Investment related: N Address of business: Jacksonville, Florida 32203 Nature of business: Wholesale Floorcovering Distribution for Florida, Position, title, association: Director, Start date of relationship: 6/1/2007 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 3 Duties: Very limited responsibilities & twice /year attend (2) SANDIFER PARTNERSHIP LLC JACKSONVILLE, FL 33204 FOR PROFIT INHERITED REAL ESTATE PARTNERSHIP WITH FAMILY MEMBERS IN COMMERCIAL REAL ESTATE 6/23/2008, FATHER'S DATE OF DEATH NOT INVESTMENT RELATED N/A NO TIME DEVOTED (3) COMPASS BANK POSITION: EMPLOYEE NATURE: COMMERCIAL BANK INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 11/05/2001 ADDRESS: BIRMINGHAM AL 35233 DESCRIPTION: COMPASS BANK IS AN AFFILIATE OF BBVA COMPASS INVESTMENT SOLUTIONS AND THE FIRM CONDUCTS SECURITIES ACTIVITIES ON BANK PREMISES PURSUANT TO A NETWORKING ARRANGEMENT. I*72330 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONCH HOUSE MARINA - BOAT SLIP RENTAL INCOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: ST. AUGUSTINE, FLORIDA 32080 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY SIBLINGS AND I OWN A BOAT SLIP AT THE CONCH HOUSE MARINA RESORT. WE RENT THE SLIP OUT FOR APPROXIMATELY $400/MONTH. I*72684 For profit or not for profit: For-Profit Organization Name of outside business organization: Sandifer Investments Investment related: N Address of business: Jacksonville, Florida 32203 Nature of business: Limited Partnership, Position, title, association: Family Held, Start date of relationship: 1/2/2009 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Family members own a share of commercial real estate located at Jacksonville, Florida. Building was inherited due to death of father. Real estate generates rental income which is disbursed into 2 separate ML Trust accounts

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-22
• S66 Uniform Combined State Law Examination
  1998-05-28

Other Names

• Tom Sandifer
• Thomas Norwood Sandifer