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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-29
IA RA APPROVED 2024-02-26
MN RA APPROVED 2024-02-26
WI RA APPROVED 2024-02-26
  • IL RA
    APPROVED
    Since 2024-02-29
  • IA RA
    APPROVED
    Since 2024-02-26
  • MN RA
    APPROVED
    Since 2024-02-26
  • WI RA
    APPROVED
    Since 2024-02-26

Branch Locations

2121 S Kinnickinnic Ave Ste 7, Milwaukee, WI 53207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Milwaukee WI 02/1999 Present
Sean Aldrich Insurance Agency Milwaukee WI 02/2000 Present
State Farm Investment Management Corp Milwaukee WI 02/2024 Present
  • 02/1999 → Present
    State Farm Vp Management Corp.
    Milwaukee, WI
  • 02/2000 → Present
    Sean Aldrich Insurance Agency
    Milwaukee, WI
  • 02/2024 → Present
    Milwaukee, WI
Other Businesses

1) Sean Aldrich's Insurance Agency; Insurance Agency; Investment-related; 2121 S Kinnickinnic Ave Ste 7 Milwaukee, WI 53207-1368; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/1999; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Designations

View on SEC IAPD

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