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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-29 |
| TX | RA | APPROVED_RES | 2025-05-29 |
Branch Locations
Los Angeles, CA • United States
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 02/2014 | 05/2025 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 05/2025 | Present |
(1) GRUENINGER CAPITAL, RUN OUT OF HOME, OWNS AN APARTMENT BUILIDNG LOCATED AT 169 S MAPLE ST, WILKES BARRE, PA; START DATE 12/2007; 1 HOUR SPENT PER MONTH, NONE DURING TRADING HOURS. 2)6300 GARFIELD, GREENBACK CORNERS / 3624 SURFWOOD RD MALIBU,CA 90265 / PARTNERSHIP/ REAL ESTATE / OWNERSHIP OF A COMMERICAL SHOPING CENTER /START DATE 5/15/2014 3)Greenback Corners LLC / 3624 Surfwood Rd Malibu,CA 90265 / Partnership/ Real Estate / Ownership of a commerical shopping center / Other / Investor / None, WIll only be an investor / Start Date 5/15/14 / 4) Fairfield Corners, LLC / 2300 Boynton Drive Fairfield,CA 94533 / Partnership/ Real Estate / Will own and collect revenue from an office building in Fairfield California / Partner / / None. Silent Partner / Start Date 06/30/2017 / (5) NAME OF ENTITY: Stonewater LLC ADDRESS: 9701 Wilshire Blvd., Unit 128, Beverly Hills, California 90212 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 01, 2014 CAPACITY: Member of LLC DUTIES: An investor. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (6) NAME OF ENTITY: Broadway Loft Rental ADDRESS: 530 S. Hewitt St, Unit 128, Los Angeles, CA 90013 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental property ownership START DATE: Apr 25, 2026 CAPACITY: Owner DUTIES: Managing rental agreement and property HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-07 |
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