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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-07-13
  • NJ RA
    APPROVED
    Since 2018-07-13

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Bergenfield, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 02/2008 07/2018
Bank Of America,N.A. Paramus NJ 06/2011 07/2018
Rbc Capital Markets, Llc. Paramus NJ 07/2018 Present
City National Bank Paramus NJ 11/2018 Present
Previous Registrations
  • 2008-02-29 → 2018-07-13
    Paramus, NJ
  • 2004-10-20 → 2008-03-04
    Banc Of America Investment Services, Inc.
    Westwood, NJ
    Hasbrouck Heights, NJ
    Glen Rock, NJ
  • 2004-06-09 → 2004-10-20
    Quick & Reilly, Inc.
    Heights , NJ
Other Businesses

I*101428 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JUST FOOTWORX ACADEMY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DUMONT, NEW JERSEY 7628 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/16/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOCCER ACADEMY FOR KIDS TO BE TRAINED AND COACHES TO HAVE TRAINING AND PLAY TIME WITH THEIR PLAYERS. MY RESPONSIBILITY IS FUNDING THE ACADEMY BY HELPING MY SON AND HIS FRIEND TO START THE ACADEMY. I WILL ALSO OVERSEE THE OPERATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-07
S63 Uniform Securities Agent State Law Examination 1998-04-08
  • S65 Uniform Investment Adviser Law Examination
    2004-06-07
  • S63 Uniform Securities Agent State Law Examination
    1998-04-08
Other Names
  • Andrea Papapetrou
  • Andrea Papapetrou

View on SEC IAPD

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