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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-04-13 |
| TX | RA | APPROVED_RES | 2022-04-11 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Mt. Laurel | NJ | 02/2012 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Mt. Laurel | NJ | 04/2022 | Present |
*496590 - Advocare; Investment related No; Richardson, Texas; Wholesale/Distribution; Distributor (proprietor, partner, officer, director, employee, trustee, agent); 05/2015; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-13 |
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