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James Irving Rickard

Fundamental Investment Alliance Group, Inc.

Oldsmare, FL

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Current Employers
Fundamental Investment Alliance Group, Inc.

136 Whitaker Road Suite A, Lutz, FL 33549 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-19
  • FL RA
    APPROVED
    Since 2025-12-19

Branch Locations

Oldsmare, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rickard & Assoc. Pa Tampa FL 11/1978 Present
Fundamental Investment Alliance Group, Inc. Tampa FL 01/2004 Present
Previous Registrations
  • 2002-02-07 → 2004-08-31
    Fundamentals 1St Advisory Llc
    Tampa, FL
Other Businesses

CPA RICKARD & ASSOC., PA CERTIFIED PUBLIC ACCOUNTANT FULL TIME 8:30-4:30 212 MOBBLY BAY DRIVE OLDSMAR, FL 34677 CPA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-02
  • S65 Uniform Investment Adviser Law Examination
    1998-03-02
Other Names
  • James I Rickard

View on SEC IAPD

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