Linda Kay Rachel

Current Employers

Guardian Capital Group Llc

Cornville, AZ • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-08-17
AZ	RA	APPROVED	2009-04-23

TX RA
APPROVED

Since 2009-08-17
AZ RA
APPROVED

Since 2009-04-23

Branch Locations

Cornville, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Captial Group Llc	Sedon	AZ	04/2009	Present

04/2009 → Present

Guardian Captial Group Llc

Sedon, AZ

Previous Registrations

2008-06-11 → 2009-05-19

Beacon Wealth Management, Llc

Sadona, AZ

Hackensack, NJ
2005-01-11 → 2008-05-05

Denk Strategic Wealth Partners

Phoenix, AZ
2004-05-17 → 2004-12-31

Osaic Fs, Inc.

Sedona, AZ
2003-06-30 → 2004-05-11

Denk Strategic Wealth Partners

Phoenix, AZ

Other Businesses

DA Vines Vineyard LLC, A family owned farm / vineyard / winery. Not Investment Related. Address 2610 N Dancing Apache Rd. Cornville AZ 86325, Partner- 2016 No hours are devoted to the business during securities trading hours. Assist with viticulture.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-13
S63	Uniform Securities Agent State Law Examination	1998-04-03

S65 Uniform Investment Adviser Law Examination

2003-05-13
S63 Uniform Securities Agent State Law Examination

1998-04-03

Other Names

Linda K Rachel
Linda Kay Randolph
Linda Kay Randolph-Rachel
Linda Kay Crowley

View on SEC IAPD