Michael S Fisher

Current Employers

The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-05-21
NC	RA	APPROVED	2026-05-14
NJ	RA	APPROVED	2026-05-01
FL	RA	APPROVED	2026-04-28
CT	RA	APPROVED	2026-04-22
NY	RA	APPROVED	2026-04-13
PA	RA	APPROVED	2026-04-06
CA	RA	APPROVED	2026-04-01

WA RA
APPROVED

Since 2026-05-21
NC RA
APPROVED

Since 2026-05-14
NJ RA
APPROVED

Since 2026-05-01
FL RA
APPROVED

Since 2026-04-28
CT RA
APPROVED

Since 2026-04-22
NY RA
APPROVED

Since 2026-04-13
PA RA
APPROVED

Since 2026-04-06
CA RA
APPROVED

Since 2026-04-01

Branch Locations

445 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Melville	NY	08/2012	11/2016
Ameriprise Financial Services, Inc.	Melville	NY	11/2016	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

08/2012 → 11/2016

Wells Fargo Advisors

Melville, NY
11/2016 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Previous Registrations

2021-04-16 → 2026-03-10

Ameriprise Financial Services, Llc

Melville, NY

East Northport, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-24
S63	Uniform Securities Agent State Law Examination	2000-05-25

S65 Uniform Investment Adviser Law Examination

2003-03-24
S63 Uniform Securities Agent State Law Examination

2000-05-25

Designations

Other Names

Michael Fisher
Michael S Fisher

View on SEC IAPD