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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-28 |
| AL | RA | APPROVED | 2009-10-23 |
| GA | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2009 | Present |
| Bank Of America,Na | Atlanta | GA | 11/2009 | Present |
I*438636, Entity Type: Name of OBA: Entity Charitable Address: Sandy Springs, GA 30342 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/09/2023 No Hours: 5 No Hours during trading: 2 Duties: Local Chapter Board Member/Recording Secretary for the Sandy Springs chapter of NSDAR. Duties include recording and archiving official minutes of chapter meetings, attending local chapter board meetings, and public speaking updates at chapter meetings as they pertain to members of the NSDAR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-18 |
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