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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-08
NJ RA APPROVED 2008-01-17
  • TX RA
    APPROVED_RES
    Since 2012-11-08
  • NJ RA
    APPROVED
    Since 2008-01-17

Branch Locations

Mendham, NJ • United States

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 01/2008 Present
Bank Of America, N.A. Summit NJ 04/2011 Present
Previous Registrations
  • 2007-04-02 → 2008-01-14
    Morgan Stanley & Co. Llc
    Short Hills, NJ
  • 2002-06-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Short Hills, NJ
    Short Hills, NJ
Other Businesses

I*: 2935264 Entity Type: Name of OBA: 125 Tenants Corporation Address: New YorkNew York10065 Investment Related: n Position, Title, Association: Committee,Treasurer,Board Member Employee Start Date: 01/01/2026 No Hours: 5hr/mo No Hours during trading:0 Duties: to look after the operations and financial well-being of the building

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-06
S65 Uniform Investment Adviser Law Examination 1998-05-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-06
  • S65 Uniform Investment Adviser Law Examination
    1998-05-06
Other Names
  • David A Trinkoff

View on SEC IAPD

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